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The
New Americans
by
Michael Barone
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Introduction
THE NEW AMERICANS
In
January 1994, speaking in Milwaukee, Vice President
Al Gore gave a speech in which he translated the
national motto E pluribus unum as out of
one, many.1 One might guess that this was
an inadvertent error, or evidence that Gore did
not take Latin at St. Albans or Harvard. Except
that in the words that followed he made it clear
that the words had come out as intended. You
all share the American belief that there is strength
in all our differences, he said, that
we can build a collective civic space large enough
for all our separate identities. Separate
identities: Here Gore aligned himself with a view
widely prevalent, and not just among his fellow
partisans, of the course of American history.
America in this view was for a very long time
monocultural, a white-bread nation in which just
about everyone was like everybody else (with the
one important exception, as Gore would surely
agree, of blacks). Immigrants, in this view, were
white Europeans-pretty much like everybody else.
But now, with the influx of immigrants from Latin
America and Asia, and with our laws classifying
people by race, we have suddenly become a multicultural
society. White-bread America has become multigrain.
For someone Gores age and with no knowledge
of the longer run of American history, this view
superficially makes sense. America in the 1950s
was famously called a conformist society, a nation
of organization men. Immigration from Europe had
been cut close to zero by the Immigration Act
of 1924; old ethnic neighborhoods seemed to be
dying out. The percentage of foreign-born residents,
which was 15 percent in 1910, dropped steadily
to 4.7 percent in 1970.2 Most Americans, until
the civil rights movement of the late 1950s and
early 1960s, paid little attention to the legally
enforced racial segregation of the South or the
racial discrimination prevalent in the North.
It was possible, though not entirely accurate,
to think of America as one.
But these years were the exception, not the rule,
in American history. The United States has never
been a monoethnic nation. The American colonies,
as historian David Hackett Fischer teaches in
Albions Seed, were settled by distinctive
groups from different parts of the British Isles,
with distinctive folkways, distinctive behaviors
in everything from politics to sexual behavior.
And this is not to mention the German immigrants
who formed 40 percent of Pennsylvanias population
in the Revolutionary years and who, Benjamin Franklin
feared,3 would never be assimilated. Many different
religious groups-Catholics and Mennonites, Shakers
and Jews-established communities and congregations,
making the thirteen colonies and the new nation
more religiously diverse than any place in Europe.
We were already, in John F. Kennedys phrase,
a nation of immigrants.
One who understood this was George Washington.
In August 1790, the first president wrote a letter
to the Touro Synagogue in Newport, Rhode Island.
Always aware that he was setting precedent for
a republic that he believed would someday encompass
more than 100 million people, Washington used
this occasion to set forth his vision of civic
equality and of how people with diverse backgrounds
should live together as Americans. Jews everywhere
in Europe had lived for centuries under civil
disabilities, unable to participate in politics
and government, limited in their right to own
land and to travel outside their ghettoes. Washington
opposed such barriers to citizenship, and went
further. Responding to the congregations
letter congratulating him on his election to the
presidency, he wrote, It is now that tolerance
is no more spoken of, as if it was by the indulgence
of one class of people, that another enjoyed the
exercise of their inherent natural rights. For
happily the government of the United States, which
gives to bigotry no sanction, to persecution no
assistance, requires only that they who live under
its protection should demean themselves as good
citizens, in giving it on all occasions their
effectual support.4 Here, in Washingtons
ornate eighteenth-century prose, was the idea
of the Melting Pot, long before it received its
name. Anyone could become an American. The nation
would welcome newcomers of all backgrounds-there
were no restrictions on immigration then-and treat
them as equals, not out of generosity but on principle.
A diverse people would share a common citizenship.
America would be a proudly multiethnic nation.
But it would also be a nation with a common civic
culture.5
Washington provided Americans with a good working
formula for assimilating the tens of millions
of immigrants who would come here over the next
two centuries. They would be eligible _for citizenship,
entitled to be treated as the equal of every _other
American, provided that they accepted civic obligations
and the civic culture. During most of the succeeding
two centuries, mass immigration has been the rule,
not the exception, in American life. The reason
for much of this immigration was _simple economics,
for even in the 1790s the United States was, for
ordinary people, the most economically bountiful
nation in the world. But economics cannot explain
everything. There _was never mass immigration
to the United States from some countries that
had lower incomes-France, for example, or Spain,
or northern Italy. Mass immigration has come from
only a few places-Britain and Ireland, southern
Italy and parts of Germany and Scandinavia, the
Russian Pale of Settlement within which Jews were
confined a century ago, Poland and other countries
in eastern Europe. Immigration has been prompted
sometimes by terrible events-the Irish potato
famine, the Russian pogroms-and sometimes by the
pressure that population growth unaccompanied
by economic growth puts on a peasantry.
But it is usually sustained-it only becomes chain
migration, with one relative and family and neighbor
following another-when there is a sense that the
way of life in the old country is in some fundamental
way unfair or dysfunctional, a sense strong enough
to overcome the usual human desire to live where
one grew up. And it sometimes happens that different
countries are dysfunctional in similar ways-southern
Italy and Mexico, for example. Coming to America
gives immigrants a chance to get away from a dysfunctional
society, but they also bring with them habits
of mind they developed to adapt to that society,
habits of mind that turn out to be dysfunctional
in the United States-the deep distrust of institutions
among southern Italians and Latinos,* for instance.
These habits of mind are not easily discarded;
they are handed down from parents to children,
generation to generation. But in time the environment
of the United States fosters different, more functional
habits of mind-a process that can be called assimilation.
Many
savants predicted a hundred years ago that the
immigrants of their day could never be assimilated,
that they would never undertake the civic obligations
and adapt to the civic culture of the United States.6
History has proven them wrong. American democracy
emerged strengthened from the tests of depression
and war, the American economy has proved to be
the strongest and most supple in the world, and
if the American common culture is not in as good
a condition as many would like, no one can seriously
argue that it is because of the ethnic separatism
of Irish, Italians, or Jews. Today we hear similar
predictions about contemporary immigrants and
minority groups. Those predictions, too, will
in time be proven wrong.
The spirit of welcoming immigrants, enabling and
expecting them to become Americans, was set early
on, as witness George Washingtons words
to the congregation of the Touro Synagogue. Over
the past two centuries the United States has attracted
immigrants more than any other nation. It has
also generated a vast internal migration-the movement
of blacks from the rigidly segregated, rural South
to the great cities of the North from 1940 to
1965-that in many ways resembles the mass migrations
from Europe, Latin America, and Asia to large
American cities. Overall, 35 million immigrants
arrived from 1840 to 1924, in the first wave of
mass immigration, and the percentage of foreign-born
residents ranged between 13 and 15 percent from
1850 to 1920. Then the 1924 immigration act virtually
shut down immigration, and as a result the percentage
of foreign-born residents dropped to the 1970
low of 4.7 percent. The Immigration Act of 1965
and successive immigration laws have opened up
the door again, and the percentage of foreign-born
residents rose to 10 percent in 2000. Ethnic diversity
is as American as apple pie-or pizza or bagels,
or soul food or tacos or dim sung.
The thesis of this book is that minority groups
of 2000 resemble in important ways immigrant groups
of 1900. In many ways blacks resemble Irish, Latinos
resemble Italians, Asians resemble Jews. Thus,
in seeking to assimilate the peoples of the great
migrations of our times, we need to learn from
Americas success in assimilating these earlier
immigrants, as well as from the mistakes that
were made along the way. This does not mean obliterating
their original identities or cutting off people
entirely from their heritage; it does mean helping
them to transform dysfunctional habits of mind
into those that are functional in this new country.
Immigrants and minorities need to be interwoven
into the fabric of American life, but the process
of interweaving means that the fabric itself will
change in subtle ways over time. One cannot understand
the character of American life today without understanding
the contributions of the Irish, Italian, Jewish,
and other immigrant groups of a hundred years
ago. One will not be able to understand the character
of American life in 2100 without understanding
the contributions of the blacks, Latinos, and
Asians of today. America in the future will be
multiracial and multiethnic, but it will not-or
should not-be multicultural in the sense of containing
ethnic communities marked off from and adversarial
to the larger society, any more than todays
America consists of unassimilated and adversarial
communities of Irish, Italians, or Jews. Some
claim that todays minorities are different
because they are different races, but a hundred
years ago the Irish, Italians, and Jews were considered
to be other races. Contrary to what Vice President
Gore implied in 1994, we are not in a wholly new
place in American history. Weve been here
before.
We should not make the mistake of assuming that
assimilation was painless or that the way Americans
dealt with the immigrant groups of a hundred years
ago was flawless. The pointed and often hurtful
ethnic stereotyping that was so prominent in American
popular culture a century ago has little equivalent
today. There were plenty of examples of bigotry
and discrimination that any decent-minded person
today must abhor. On the whole, however, assimilation
was successful. It has made us a strong, creative,
tolerant nation. We should not forget the lessons
our history teaches.
I
came to write this book partly out of my personal
background and experience. My own life is linked
to each of the three immigrant groups of 1900
mentioned here. I am of Italian and Irish ancestry;
my former wife is Jewish. My paternal grandfather
was the son of Italian immigrants, born the year
after his parents left Sicily for Buffalo, New
York. (What did they think of the climate?) He
married my grandmother, born in West Virginia,
the descendant of Scots and Germans who had come
to America in colonial days. My maternal grandfather
was born in Canada, in a farming town full of
Irish whose forebears had moved there shortly
after the Irish potato famine of the 1840s; he
immigrated to Michigan in the 1890s. He married
my grandmother, born in Detroit, the descendant
of Irish Catholics who had come to Boston in the
famine years. As it happened, the public school
I attended in Detroit in the early 1950s had a
student body about one-third Catholic, one-third
Protestant, and one-third Jewish: the Melting
Pot. The private schools I later attended-Cranbrook
School in the Detroit suburbs, Harvard College,
and Yale Law School-had student bodies about one-third
Jewish, much more than one-third Protestant, and
much less than one-third Catholic, plus small
numbers of blacks. My school years spanned the
1950s and the first half of the 1960s, in many
ways Americas most culturally homogenous,
white-bread years. Yet I was conscious from my
very early years of Americas ethnic and
religious diversity, aware that we were part of
one country yet of many different backgrounds.
One could not grow up in Detroit in those years
unaware of the vast migration of southern blacks
into northern cities. Large parts of Detroit were
undergoing racial change as many blacks moved
into formerly white neighborhoods. The Detroit
newspaper _classified ads had separate sections
for apartments-white and colored-and
whole square miles would change from all-white
to mostly black within a year or two. When I became
active in politics in the mid-1960s, I learned
how different ethnic and racial groups had very
different party preferences. Hopeful that blacks
and whites could work together despite racial
animosities, I canvassed white neighborhoods for
black candidates and black neighborhoods for white
candidates. In the summer of 1967, I worked as
an intern in the office of Detroit mayor Jerome
Cavanagh, and in the riot that year I was a witness
to the destruction of the city, large parts of
which I knew block by block. Since 1969 I have
lived in two cities, Detroit and Washington, with
black majorities.
More recently, in the 1990s, I have worked to
learn more about the new immigrant communities
of America. In 1998 Readers Digest assigned
me to write a story on Americas Latinos,
with the Digest characteristically encouraging
me to travel to Los Angeles, Houston, El Paso,
New York, Chicago, and Miami to see how Latinos
are living, how they are coping and moving upward.
I have continued to cover Latino immigrants and
Asian immigrants as well. In addition, I have
been coauthor since 1971 of The Almanac of American
Politics with Grant Ujifusa, the grandson of Japanese
immigrants, who grew up in Wyoming near one of
the camps where Japanese-Americans were interned
during World War II.
So I have had a close acquaintance with all six
of the ethnic groups that are the subject of this
book. I began to notice the resemblances between
each of the three pairs in the 1990s. It started
with the Italians, when friends at the National
Italian American Foundation and other organizations
asked me to comment on the political experiences
of Italian-Americans. What became immediately
obvious was the difference between the mostly
apolitical Italians, who never wholeheartedly
embraced either major American political party,
and the highly political and, for most of a century,
almost entirely Democratic Irish. That led me
to look into the background of Italians in politically
dysfunctional southern Italy. Then, as I began
researching the Readers Digest piece, it
struck me that todays Latinos were very
much like the Italians of a hundred years before.
They both came from politically dysfunctional
countries whose major institutions had their roots
in the sixteenth-century governance of Emperor
Charles V; they had low levels of trust in large
institutions; they came to America with little
in the way of a political agenda and often with
an intention to return to the old country; they
worked hard, stayed close to their families, and
had little involvement in politics. Indeed, the
resemblance between the Latinos and the Italians
is the closest of any of the three in this book.
The resemblance between blacks and the Irish is
obvious to anyone with a knowledge of, and affection
for, the works of Daniel Patrick Moynihan. In
his controversial report on the black family,
issued in 1965, Moynihan wrote of important
differences in family patterns surviving from
the age of the great European migrations to the
United States, and these variations account for
notable differences in the progress and assimilation
of various ethnic and religious groups.7
There is no doubt which ethnic group Moynihan
had in mind: his own, the Irish. Moynihans
father, a talented man given to drink, abandoned
his family. This was not at all uncommon for the
Irish; it is the theme of a popular book of the
1940s, A Tree Grows in Brooklyn, and a popular
book of the 1990s, Angelas Ashes. In his
brilliant and heartbreaking chapter on the Irish
in Beyond the Melting Pot, published in 1963,
Moynihan wrote, There was a touch of Sambo
in the professional Irishman: he was willing to
be welcomed on terms that he not forget his place.8
The Irish in British-ruled Ireland and the blacks
in the rural, segregated South lived in societies
whose fundamental unfairness they could never
ignore: they were barred entirely from politics
and kept almost entirely from the market economy;
their men, barred from discharging their responsibilities,
were left to behave irresponsibly in ways that
hurt those around them. Today, of course, it is
natural to say that their experiences could not
have been similar (and in fact they were far from
identical) because blacks are members of a different
race. But we must recall that the Irish immigrants
of the nineteenth century were widely considered
to be of another race, a fact reflected in the
wry title of a recent book, How the Irish Became
White.9 While the resemblance between Irish and
blacks is not as close as that between Italians
and Latinos, their experiences are still in many
ways eerily similar.
Anyone familiar with elite American universities,
where Jews and Asians are found in proportions
enormously higher than their share of the population,
will recognize the resemblance between those two
groups. Indeed, both Jews and Asians have been
victims of university-imposed quotas: Jews were
often kept out of prestigious universities from
the 1920s to the 1960s, and Asians have been denied
places at elite universities by means of racial
quotas and preferences since the 1970s. Even so,
they excel: it is said, perhaps apocryphally,
that two decades ago the most common last name
in the Harvard faculty directory was Cohen, and
now it is Chen. The resemblance between Jews and
Asians is the least close of the three examined
here, however. The Jews who immigrated in vast
numbers from 1890 to 1924 were almost all Yiddish-speaking
Ashkenazim from the Russian and Austro-Hungarian
empires, with a similar cultural background; they
quickly outnumbered the German Jews who had come
over in much smaller numbers earlier. In contrast,
Asians come from many different countries and
cultures. The concentration here will be on the
Chinese and other East Asian groups that have
been subject, in different ways, to persecution
and the vicissitudes of war, as were the Jewish
immigrants of a century ago.
It should be added that some groups of immigrants
have been left out, not because they were or are
unimportant, but because I do not see resemblances
between those of earlier times and those of today.
For instance, there seem to be today no equivalents
to the German, Scandinavian, Polish, and other
non-Jewish eastern European immigrants of a hundred
years ago, and the South Asian or Middle Eastern
immigrants of today seem to have no parallels
from a century ago.
If there are great resemblances between the immigrants
of 1900 and 2000, there is a great difference
in the responses of the American elite then and
now. In the early twentieth century, elite Americans
were preoccupied with immigration. This was perhaps
because immigrants were so numerous and visible
in the center of the great cities where the elite
was concentrated-New York, Boston, Philadelphia,
Chicago. These elites responded with a call for
Americanization. Foremost among the
advocates of Americanization was Theodore Roosevelt,
who said in 1915, We cannot afford to use
hundreds of thousands of immigrants merely as
industrial assets while they remain social outcasts
and menaces any more than 50 years ago we could
afford to keep the black man merely as an industrial
asset and not as a human being.10 The answer
was not to end immigration: Presidents William
Howard Taft and Woodrow Wilson, an elite Republican
and an elite Democrat, both vetoed bills that
would have restricted the numbers allowed in.
Americanization, they felt, was the appropriate
solution, and they saw the process as a mutually
beneficial bargain. John Miller describes its
terms: Immigrants needed to become a part
of American society, not mere sojourners in it.
They had responsibilities to their new home. In
a rough order of priority, these included living
by its laws, working at jobs, learning English,
and earning citizenship. The native-born population
would reap some reward when immigrants performed
any of these duties, ranging from simple matters
like the preservation of the peace to more complex
benefits like economic gain, national cohesion,
and domestic tranquility. The immigrant would
profit as well, went the thinking, since assimilation
underwrote success in the United States.11
Elite organizations and government agencies fostered
the teaching of English and appreciation of American
civic ideals.12 Of course, the elites did not
entirely welcome immigrants into their midst;
Jews especially were excluded from elite corporations,
law firms, universities, and clubs. Even so, by
any measure Americanization was an overwhelming
success.
In the last third of the twentieth century, however,
elite Americans have not been preoccupied with
immigration and have tended to regard Americanization
as an uncouth expression of nationalistic pride
or a form of bigotry. Although immigrants have
again moved in large numbers to our great cities,
they tend to live in outlying neighborhoods that
members of the elite, speeding by on freeways
or in train tunnels, seldom see-South Central
and East Los Angeles, the outer boroughs of New
York City, and so forth. The vast immigration
of the late twentieth century, which elite opinion
did not anticipate, has been seen through the
prism of the civil rights experience; indeed,
President Lyndon Johnson made immigration reform
a priority in 1965 because he saw the old system
of national origin quotas as a form of unfair
discrimination. Based on the assumption that Latino
and Asian immigrants would face the same problems
as blacks-that they would be met with racial or
ethnic discrimination in employment, housing,
public accommodations, and admission to elite
institutions; that they would be plagued by poverty-the
solutions became to give immigrants the protections
of civil rights legislation. This quickly came
to mean granting them the benefits of racial quotas
and of massive government spending programs. At
the same time, the civil rights movement and the
turmoil of the late 1960s filled the elite with
doubt about basic American values, even as that
movement prompted the country to live up to those
values as it never had before. Elites came to
see Americanization as the unfair subjection of
members of other races and cultures.13 They came
to celebrate, as Al Gore did in 1994, an America
that would be made up of separate and disparate
multicultural groups, fenced off in
their own communities, entitled to make demands
on the larger society but without any responsibility
to assimilate to American mores.14 This outlook,
along with the governmental policies and administrative
practices it fosters, has in many cases retarded
assimilation.
We risk forgetting the lessons our history teaches
when we say that America suddenly and for the
first time has become a multicultural nation.
Though it may have seemed natural in the wake
of the civil rights experience to view Latino
and Asian immigrants as new races whose experience
and whose problems would be similar to those of
blacks, the needs and experiences of blacks are
very different from those of Latinos and Asians.
Ethnic or racial discrimination has been only
a small obstacle to the success of these immigrant
groups. It is far more instructive to observe
that the experiences and problems of Latinos and
Asians more closely resemble those of Italians
and Jews a century before, just as the experiences
and the problems of the blacks who moved out of
the rural, segregated South to the urban centers
of the North more closely resemble those of the
Irish Catholics who left British-ruled Ireland.
By stepping back from the prevalent view of the
immigrant and minority groups, we see how misguided
some of our policies and programs are. It is absurd,
for instance, to grant immigrants quotas and preferences
that are based on past discrimination because,
as John Miller points out, foreign-born
newcomers almost by definition cannot have experienced
a past history of discrimination in the United
States.15 Even more absurd and counterproductive
have been the so-called bilingual education programs,
which have kept Latino immigrants children
in Spanish-language instruction and denied them
the knowledge of English that they need to advance
in American society. What these immigrants need
is what Americanization supplied the immigrants
of a hundred years ago-a knowledge of English
and basic reading and mathematics skills, an appreciation
of the American civic culture, a fair chance at
moving ahead as far as their abilities will take
them. We need to learn the good lessons our forebears
taught, even as we strive to avoid their mistakes.
A
word about the title. Many may object that blacks
are not new Americans. They are of course right.
Americans of African descent tend to have ancestors
who arrived earlier in this country than most
Americans. But it is also true-indeed it is the
central tragedy of American history-that blacks
did not enjoy the full rights of American citizenship
until the 1960s. In that sense, and that sense
only, they qualify as new Americans for the purpose
of this book.
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